OVERVIEW | SERVICES |
Myers Financial Group,
Inc. A Registered Investment Advisory Firm
advise or IA rep may only transact business in a particular
state after licensure or satisfying qualifications
requirements of that state, or only if they are excluded or
exempted from the state's investment adviser or IA rep
requirements, as the case may be. Follow-up or
individualized responses to consumers in a particular state
by an investment adviser or IA rep that involve either the
effecting or attempting to effect transactions in securities
or the rendering of personalized investment advice for
compensation, as the case may be, shall not be made without
first complying with the state's investment adviser or IA
rep requirements, or pursuant to an applicable state
exemption or exclusion.
concerning the licensure status or disciplinary history of
an investment adviser or IA rep, a consumer should contact
his or her stated securities law administrator.
Monday, August 13, 2012 10:19:06 AM.
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